Compliance Forum - A View from the Second Line
Time
(Friday) 2:00 pm - 3:30 pm View in my time
Event Details
Outline In Q1 2022 the 1st Line Control Officers of the 31 member banks of the International COO Community (iCOOC), presented a paper to the FCA investigating the embedded challenges
Event Details
Outline In Q1 2022 the 1st Line Control Officers of the 31 member banks of the International COO Community (iCOOC), presented a paper to the FCA investigating the embedded challenges and inefficiencies in the 3LoD model: A View from the 1st Line.
This paper concluded with a set of principles and recommendations that if operationalised would address a number of common issues identified, these findings were welcomed by the FCA. The 1st Line community is now investigating how best to embrace and embed these principles and recommendations, but can only do so if on the same page as compliance.
This forum is being set by invitation to the compliance partners of iCOOC’s members to gain their perspective to feed in their observations to this ongoing review.
Virtual Forum | Hosted on Webex
Speakers for this event
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Federica Taccogna
Federica Taccogna
Managing Director, Interpath Advisory
Managing Director, Interpath Advisory
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Maurice Evlyn-Bufton
Maurice Evlyn-Bufton
CEO, Armstrong Wolfe
CEO, Armstrong Wolfe
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Nigel Webb
Nigel Webb
Managing Director, Interpath Advisory
Managing Director, Interpath Advisory
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