North America Regulatory Forum

30mar1:00 pm2:00 pmNorth America Regulatory Forum COO, Regulatory Head or Senior level SME

Time

(Wednesday) 1:00 pm - 2:00 pm View in my time

Event Details

Virtual Event | Hosted on Webex

Agenda: 

1.SEC 15c2-ll

2.Large Trader – equity backed Swaps

3.Horizon scanning – SEC 10c/1

A calendar invitation will be sent once your registration has been processed.

Speakers for this event

  • Jonathan Hart

    Jonathan Hart

    Global Head of Regulatory and Cross GBAM Initiatives

    Global Head of Regulatory and Cross GBAM Initiatives

  • Maurice Evlyn-Bufton

    Maurice Evlyn-Bufton

    CEO, Armstrong Wolfe

    CEO, Armstrong Wolfe

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