Trader Mandates

13jun2:00 pm3:00 pmTrader MandatesRequested Attendance: Head of 1st Line Business Controls


(Monday) 2:00 pm - 3:00 pm View in my time

Event Details


Clarification, validation on aspects of the PRA’s new standards for trader mandates

Topics of discussion to include:

  • Leveraging the frameworks to be preventative
  • Views on the FCA’s statements regarding preventive controls

With the proposed output:

Trader Mandates: A View From the 1st Line

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