Consumer Duty: A Hot Topic
Terry Yodaiken, Armstrong Wolfe Advisor
The July 2023 deadline for firms to have completed effective implementation for the FCA’s Consumer Duty initiative is fast approaching and exactly where asset managers are in their implementation journey’s is a hot topic.
To try and gain a sense for this, and to check the confidence levels, Armstrong Wolfe hosted a Regulatory Management Forum on 19 July 2023. Seven iCOOC member firms participated in the session co-hosted by Maurice Evlyn-Bufton (CEO of Armstrong Wolfe) and Terry Yodaiken (Industry Advisor to Armstrong Wolfe).